Rand Capital Corp
RAND | NASDAQ
$9.50
-$0.09 (-0.89%)
At close: Oct 30, 2026, 4:00 PM ET
$9.50
$0.00 (0.00%)
After-hours:
Oct 30, 2026, 7:30 PM ET
Company Profile
Rand Capital Corporation is a business development company specializing in subordinated debt with warrants or preferred equity and venture capital investments. Within private equity, the firm specializing in capital growth and lower middle market investments. Within venture capital, it specializing in early to late-stage private businesses. It does not prefer to invest in real estate sector. It prefers to invest in software, professional services, manufacturing, consumer, healthcare, automotive and public d stocks. It prefers to invest in East or Midwest U.S. operations sectors. It typically invests between $0.75 million and $5 million with initial target size of $1.5 million. It seeks to invest in companies having more than $10 million in revenue or having excess of $1.5 million and up to $5 million in EBITDA. It prefers to be a minority stake and seeks to take a Board seat in its portfolio companies. It typically holds its investments for a period up to five years.
Key Executives
| Name | Position |
|---|---|
| Daniel Penberthy | President & Chief Executive Officer |
| Margaret Whalen Brechtel | Executive Vice President, Treasurer, Chief Financial Officer & Secretary |
| Deborah K. Pawlowski | Investor Relations |
| Heather Eastgate | Chief Compliance Officer |
Latest SEC Filings
| Date | Type | Title |
|---|---|---|
| Sep 16, 2026 | 40-17F2 | Filing |
| Aug 05, 2026 | 10-Q | Quarterly Report |
| Aug 05, 2026 | 8-K | Current Report |
| Jul 31, 2026 | 40-17G | Filing |
| May 06, 2026 | 10-Q | Quarterly Report |
| May 06, 2026 | 8-K | Current Report |
| Apr 23, 2026 | 8-K | Current Report |
| Mar 31, 2026 | 10-K/A | [Amend] Annual Report |
| Mar 13, 2026 | ARS | Filing |
| Mar 13, 2026 | DEF 14A | Filing |
Rand Capital Corp
| Country | United States |
| IPO Date | Mar 17, 1980 |
| Industry | Asset Management |
| Sector | Financial Services |
| Employees | 4 |
| CEO | Daniel Penberthy |
Contact Details
14 Lafayette Square Buffalo,
New York 14203 United States
Stock Details
| Ticker Symbol | RAND |
| Exchange | NASDAQ |
| Fiscal Year | January - December |
| Reporting Currency | USD |
| CIK Code | 0000081955 |
| CUSIP Number | 752185207 |
| ISIN Number | US7521852076 |
| SIC Code |
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